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Position Summary
Ariel Investments is looking for a Senior Compliance Analyst who will report to Ariel Investments’ Chief Compliance Officer (CCO) and assist the CCO in establishing, managing, and administering the compliance policies and procedures for Ariel Investments, LLC (the Adviser), Ariel Distributors, LLC (the Distributor) and Ariel Investment Trust (the Funds) (collectively, the Ariel Entities). The responsibilities include working with personnel throughout the firm, as well as the Funds’ service providers, to adopt and implement written policies and procedures and to assist the CCO with the annual review of the adequacy of such procedures. The Senior Compliance Analyst assists with the development of the team’s other legal and compliance professionals as well as other firm personnel in connection with their compliance responsibilities.
Responsibilities
Qualifications
Full Time
Investment Management
$120k-166k (estimate)
04/25/2024
07/09/2024
arielinvestments.com
CHICAGO, IL
100 - 200
1982
JOHN W ROGERS JR
$10M - $50M
Investment Management
ARIEL INVESTMENTS, LLC is a company based out of 200 E. RANDOLPH DRIVE, CHICAGO, Illinois, United States.
The job skills required for Senior Compliance Analyst include Attention to Detail, Accounting, Trading, Compliance Management, Compliance Monitoring, PowerPoint, etc. Having related job skills and expertise will give you an advantage when applying to be a Senior Compliance Analyst. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Senior Compliance Analyst. Select any job title you are interested in and start to search job requirements.
The following is the career advancement route for Senior Compliance Analyst positions, which can be used as a reference in future career path planning. As a Senior Compliance Analyst, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Senior Compliance Analyst. You can explore the career advancement for a Senior Compliance Analyst below and select your interested title to get hiring information.